CAIQ v4
Control HRS-06
Extractive Review Standard
How to answer 'Do you maintain a documented disciplinary policy for security breaches or policy violations?' on a CAIQ
Reviewer Guidance & Pitfalls
State that policy violations follow a formal progressive disciplinary process up to and including termination and legal action, cited in the Employee Handbook.
Example Answer Passing Enterprise Audit
Compliant Response Template
Yes. Our Employee Handbook documents a formal disciplinary process for security policy violations, ranging from retraining and written warnings up to immediate termination (SOC 2, CC1.5).
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